VP, Operational risk (Securities firm)

Exciting VP Operational Risk role in a leading regional securities.

Your new company

A leading regional securities firm with a strong footprint across Asia, offering innovative financial solutions and a robust governance framework.

Your new role

As VP, Operational Risk, you will lead the development and implementation of operational risk frameworks, policies, and controls. You will oversee risk identification, assessment, and mitigation strategies, ensuring compliance with regulatory standards. This role involves close collaboration with senior management and business units to strengthen risk culture and resilience.

  • Develop, implement, and maintain the operational risk management framework, policies, and procedures across the organization.
  • Identify, assess, and monitor operational risks, ensuring timely escalation and mitigation strategies.
  • Lead risk and control self-assessment (RCSA), key risk indicators (KRI) reporting, and incident management processes.
  • Collaborate with business units and senior stakeholders to strengthen risk culture and ensure compliance with regulatory requirements.
  • Prepare and present operational risk reports to senior management and regulators, providing insights and recommendations for improvement.

What you'll need to succeed

  • Minimum 10 years of experience in operational risk management within securities or financial services.
  • Strong knowledge of regulatory requirements and risk frameworks (Basel, HKMA, SFC).
  • Excellent stakeholder management, analytical skills, and ability to lead cross-functional initiatives.


What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or share your profile to rowina.lo@hays.com.hk.
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.

Summary

Job Type
Permanent
Industry
Banking & Financial Services
Location
HongKong
Specialism
Banking and Financial Services
Ref:
1284139

Talk to a consultant

Talk to Rowina Lo, the specialist consultant managing this position, located in Hong Kong
6604-06,66/F, ICC, 1 Austin Road West, West Kowloon

Telephone: +85222307431

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