VP, Compliance, Private wealth management (100k)

Leading Chinese securities platform hiring PWM Compliance VP to support regional private wealth business.

Your new company

A well-established Chinese securities and investment banking platform with a strong and growing presence across Asia Pacific. The firm continues to expand its private wealth management business in Hong Kong and the broader region, providing integrated financial services to high-net-worth clients.

Your new role

As VP, Compliance, Private Wealth Management, you will be responsible for supporting the PWM business on all compliance-related matters and ensuring adherence to applicable regulatory requirements.
Key responsibilities include:
  • Provide day-to-day compliance advisory support to the Private Wealth Management business
  • Review and advise on business activities, products, marketing materials, and client onboarding matters
  • Monitor regulatory developments and assess business impact
  • Support compliance monitoring, surveillance, and internal control reviews
  • Partner closely with front office, legal, risk, and operations teams
  • Assist with regulatory enquiries, inspections, and internal investigations where required
  • Participate in compliance projects, policy enhancement, and regional initiatives

What you'll need to succeed

  • Degree holder in Law, Finance, Business, or related disciplines
  • Minimum 6 years of compliance experience gained within private banking, wealth management, or securities firms
  • Strong knowledge of Hong Kong SFC regulatory requirements and PWM regulatory landscape
  • Experience providing compliance advisory support to front office stakeholders
  • Strong communication and stakeholder management skills
  • Proficiency in English and Chinese is preferred

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or share your profile to rowina.lo@hays.com.hk
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.

Summary

Job Type
Permanent
Industry
Banking & Financial Services
Location
HongKong
Specialism
Banking and Financial Services
Ref:
1288308

Talk to a consultant

Talk to Rowina Lo, the specialist consultant managing this position, located in Hong Kong
6604-06,66/F, ICC, 1 Austin Road West, West Kowloon

Telephone: +85222307431

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