Your new company

Your new role

You’ll be working in the Front Line Support (FLS) Function, the 1st Line of Defence, locally report into the GWM APAC Business Risk Organization (BRO) Function. FLS is responsible for executing ex-post controls as part of the GWM Control Framework. We execute regular controls and perform regular analysis over the controls and share the outcome with relevant stakeholders as appropriate.

In addition, we provide regular advice and/or training to businesses to help enhance the overall quality and process adherence in the 1st Line of Defense.

What you'll need to succeed

• Good knowledge or background in risk, controls, investigations, compliance, audit and/or legal, and at least 2 years'
  Experience working in the Banking Industry, preferably in the wealth management sector

• Proficiency in Cantonese, besides English and Mandarin staff as the candidate is required to communicate well with Front Line staff based on staff, as well as to do tape listening

• Good knowledge of wealth management financial products and services

• A clear communicator, with exceptional interpersonal skills and good listening skills

• Proficient in basic Microsoft applications

• Creative approach to problem-solving & challenging existing processes to drive improvements

• Proactive, independent, Client-Oriented and well-organised Individual
  
  

What you'll get in return

• Do you have a Compliance, Controls, Investigations and/or Audit background with solid experience in wealth?
  Management industry?

• Are you able to evaluate, interpret and challenge complex information carefully?

• Are you trustworthy in maintaining high business standards, while driving the business forward?

• Do you know how to organise and prioritise your work to meet key deadlines?

• Are you able to challenge colleagues in a constructive way?

• Are you a self-starter within initiative, able to own and drive complex projects, while keeping management informed?
  Of regular progress?

What you need to do now