Your new company

Your new role

• Monitor and analyse alerts generated by our surveillance platform for equities and derivatives products.
• Investigate any suspicious trading behaviour identified through alerts.
• Collaborate with colleagues to assess potential risks and escalate issues as necessary

Market Surveillance Projects and Enhancements:

• Participate in market surveillance-related projects, contributing to system enhancements and process improvements.
• Stay informed about industry trends and regulatory changes to enhance our surveillance capabilities.
• Effective Communication:
• Liaise with system users, regulators, external vendors, and internal stakeholders.
• Provide clear and concise updates on surveillance findings and investigations.

System Calibration and Maintenance:

• Calibrate and analyse surveillance system settings to optimise detection accuracy.
• Ensure the system remains effective in identifying unusual trading patterns.

Workflow Automation:

• Explore opportunities to automate daily workflows, improving efficiency and accuracy.
• Implement controls to enhance surveillance processes.

Reporting and Data Analytics:

• Prepare presentation materials for routine and ad-hoc reporting to management and regulators.
• Utilise data analytics to identify trends and patterns in trading activities

What you'll need to succeed

• University degrees in Finance, Financial Engineering, Information Technology, Computer Sciences, Information Systems or related disciplines are preferred.
• Strong knowledge of the securities and derivatives markets and products, including equities, fixed income, rates and currencies
• Good knowledge of HKEX rules and regulations as well as SFO, SFC codes and guidelines
• Solid understanding of market surveillance systems (e.g. SMARTS) is preferred
• Good knowledge of machine learning and automation techniques is an advantage
• Strong command of written and spoken English and Chinese, with solid communication and presentation skills

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV/ share across to rowina.lo@hays.com.hk

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.