Senior Associate, ETF Compliance, Chinese Securities Firm

ETF Compliance


Your new role

  • Oversee and manage ETF compliance programs across all relevant jurisdictions
  • Conduct daily monitoring of ETF activities to ensure full regulatory compliance
  • Assist in drafting and reviewing policies, procedures, and disclosures relating to ETFs
  • Liaise with regulators, custodians, service providers, and internal stakeholders
  • Support audits and regulatory inspections related to ETF operations
  • Monitor ongoing regulatory developments and assess their implications

What you'll need to succeed

  • Bachelor’s degree or above in Finance, Law, or a related discipline
  • Require 2–5 years of experience in compliance within asset management or securities firms, preferably with ETF exposure
  • Strong knowledge of regulatory frameworks governing ETFs in Hong Kong and major global markets
  • Excellent analytical, communication, and problem-solving skills
  • Fluency in English and Mandarin is preferred.

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. (krystal.chun@hays.com.hk)

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.

Summary

Job Type
Permanent
Industry
Banking & Financial Services
Location
HongKong
Specialism
Banking and Financial Services
Ref:
1279452

Talk to a consultant

Talk to Krystal Chun, the specialist consultant managing this position, located in Hong Kong
6604-06,66/F, ICC, 1 Austin Road West, West Kowloon

Telephone: 69768423

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