Senior Legal Counsel (US Listing Rules), Global Business

Amazing role for lawyers with US corporate governance background!
Hong Kong

Your new company
My client is a global business that is listed on the US stock exchange. They are one of the fastest-growing companies in their space, and they are looking for a highly skilled and detail-oriented US lawyer to join the team. The ideal candidate will be required to spend half of their time in HK and the other half in the US.

Your new role
  • Advise on legal and regulatory requirements for U.S. public company listings, including IPOs and SPAC transactions.
  • Ensure compliance with SEC rules, Sarbanes-Oxley Act (SOX), and stock exchange listing standards.
  • Draft and review registration statements, periodic reports (Forms 10-K, 10-Q, 8-K), proxy statements, and other SEC filings.
  • Monitor changes in securities laws and regulations and assess their impact on the company.
  • Collaborate with internal teams (Finance, Investor Relations, Corporate Communications) to ensure accurate and timely disclosures.
  • Support board governance matters, including preparation of board and committee materials.
  • Conduct internal audits and risk assessments related to listing compliance.
  • Develop and deliver training programs on U.S. securities law compliance.
Requirements
  • Juris Doctor (JD) from an accredited law school; admission to a U.S. state bar.
  • Minimum 5 years of experience in securities law, preferably with a focus on U.S. listings.
  • In-depth knowledge of SEC regulations, SOX, and U.S. stock exchange rules.
  • Experience working with publicly listed companies or advising on IPOs/SPACs.
  • Strong analytical, communication, and organizational skills.
  • Ability to work independently and manage multiple priorities in a fast-paced environment.
What you need to do now
If you're interested in this role, click 'apply now' or for further information and a confidential discussion on this role or to find out about more opportunities in the in-house legal space, please contact Adrian Lam at Hays on +852 2230 7432 or email adrian.lam@hays.com.hk.

Summary

Job Type
Permanent
Industry
Legal
Location
HongKong
Specialism
Legal
Ref:
1278470

Talk to a consultant

Talk to Adrian Lam, the specialist consultant managing this position, located in Hong Kong
6604-06,66/F, ICC, 1 Austin Road West, West Kowloon

Telephone: +85222307432

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