Surveillance Analyst

An International Bank in Hong Kong is looking for a Surveillance Analyst

Your new company

The company is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries.
Your new role

Business Unit Risk Management Surveillance operates within the Asia Private Wealth Management business and oversees, monitors, measures and analyses non market risk exposure.

The primary responsibilities for this business supervision role include:

  • Partner with the PWM business and control partners such as Compliance and legal to establish the regulatory controls, governance framework and methodology is effectively in place to manage the risk of business
  • Performs daily supervisory and trade based surveillance reviews to ensure adherence to Firm's policy and procedures. Monitor and identify internal breaches / control weaknesses and conduct investigations. Recommend corrective actions where needed.
  • Prepare documentation to report and escalate to senior management any issues and exceptions highlighted.
  • Oversee and manage outsourced surveillance teams to ensure that supervisory/surveillance reviews meet our performance criteria and quality standards.

What you'll need to succeed

  • Must be proficient in English, Mandarin and Cantonese
  • 2+ years of relevant working experience in the banking or project management
  • PC Skills: Advanced Outlook, Excel, PowerPoint and Word, knowledge on programming such as macro/ python would be a big plus
  • Excellent verbal and written communication skills
  • Risk, Compliance or Global Markets experience
  • Previous work experience in a similar control/risk function within the business
  • Product knowledge of various asset-classes including equity, fixed income, listed and OTC derivatives and banking products

What you'll get in return

  • Be part of a top tier International Bank in Hong Kong
  • Career development and top-notch employee opportunities
  • Forward-looking environment defined by open communication, collaboration, learning and dedicated career management.

What you need to do now

If you are interested in this role, click ‘apply now’ or forward your latest resume to

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career, please reach Kalpana Charles at +603 7611 8666



Job Type
Banking & Financial Services
Resource Management

Talk to a consultant

Talk to Kalpana Charles, the specialist consultant managing this position, located in Hong Kong
6604-06,66/F, ICC, 1 Austin Road West, West Kowloon

Telephone: -

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