Your new team

The Business Control Unit team operates within the Asia Private Wealth Management business as the first line of defence; is responsible for structuring and implementing the risk management framework.

Your new role

• Well versed with the HKMA, MAS and SFC regulatory requirements across private wealth banking industry and products
• Analyse and track any new regulatory requirements, and review implication to business, propose control and enhancement as applicable
• Perform independent reviews and gap analysis of our business against regulators expectation and market incidents, to identify, assess and mitigate business related risks
• Work closely with various stakeholders, Legal & Compliance and other infrastructure teams regarding analyses and recommendation implementation
• Coordinate adhoc regulatory request and submission, handling external requests and internal stakeholders
• Facilitate regulatory inspections and advisory audits
• Support regulatory enquiries, internal audits and compliance testing for the wealth management business
• Assist in senior management reporting and committee meeting with regard to risk review statistics, status and softspots
• Identify and participate in process re-engineering projects to reduce the residual risks of the department and improve efficiency and effectiveness

What you'll need to succeed

• Minimum 3+ years of relevant working experience in the banking industry
• Positive mindset and attitude
• Knowledge on regional as well as global regulatory developments
• Analytical mindset, risk focus
• Resiliency and work under stress
• Ability to multitask, project management skills
• Excellent verbal and written communication and interpersonal skills

Desired Skills (Optional)

• Risk, Compliance or Global Markets experience
• Private Banking experience
• ESG proficiency / knowledge, consultancy / project management skill
• Previous work experience in a similar control/risk function within the business, or advisory/regulatory background
• Proficient in data analytics application

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.