Private Banking Compliance Manager

To support the Head in handling regulatory compliance matters across all regulated activities
Your new company
A leading bank is seeking a highly motivated and experienced Compliance Manager (min. 4 years of Compliance experience) to join the Compliance department to ensure that all risks are properly identified and assessed, and performing extensive compliance review/ self-assessment for their businesses.

Your new role
As a crucial member within the team, you will support the Team Head with your compliance knowledge across all regulated activities. You'll also be required conduct relevant compliance reviews, gap analysis and self-assessment. Below are the main objectives of your role:

  • Oversee the development and implementation of the bank's compliance program
  • Monitor and review all private banking activities for compliance with relevant laws and regulations
  • Develop and maintain policies and procedures to ensure compliance with regulatory requirements
  • Provide training and education to staff on private banking compliance issues
  • Respond to regulatory inquiries and audits and provide assistance as necessary
  • Keep up-to-date with changes in laws, regulations, and industry standards that impact private banking activities

What you'll need to succeed
  • Ideally you will have at least 4 years of Compliance experiences.
  • Possess good knowledge of local regulatory requirements (HKMA and SFC)
  • Experience in private banking compliance is highly preferable
  • Strong knowledge of banking laws and regulations, particularly in the area of investment compliance such as suitability and selling process
  • Good command of both spoken and written English and Chinese

What you'll get in return
  • Competitive compensation package alongside consistent career development
  • Opportunities to work with experienced compliance specialists within the field
  • Lead and transform the strategy and future of a well-established team

What you need to do now
If you are currently looking for a new role within the Banking and Financial Services AML/Compliance function, or potentially exploring the market? Feel free to contact myself on +852 2230 7439 for a confidential discussion, and send me your CV to or visit our Banking page here: #1241842


Job Type
Banking & Financial Services
Banking and Financial Services

Talk to a consultant

Talk to Obe Kau, the specialist consultant managing this position, located in Hong Kong
6604-06,66/F, ICC, 1 Austin Road West, West Kowloon

Telephone: +85222307439

Similar jobs to Private Banking Compliance Manager

  • Compliance Manager – Private Bank

    Compliance manager to support the Head in handling compliance matters across all regulated activities.
  • Compliance, Manager/ Assistant Manager

    Compliance opportunity within asset management company
  • Compliance Manager (MIC) – Established Payment Firm

    To support the Head in handling compliance matters across all regulated activities.
  • Fraud and Compliance Manager, Luxury Retail

    Fraud and Compliance Manager, Luxury Retail
  • Manager, Compliance

    A life insurance company is looking for a general compliance Manager.