Equity Compliance, International Institution

Equity Compliance to support the Head in handling compliance matters across APEC activities.

Your new company

Your new company is an established financial institution. They are looking for a compliance member (min. 4 years of Compliance experience) to join the Compliance department to ensure that all risks are properly identified and assessed, and performing extensive compliance review/ self-assessment for their businesses.

Your new role

As a crucial member within the team, you will support the Team Head with your compliance knowledge across all regulated activities. You'll also be required conduct relevant compliance reviews, gap analysis and self-assessment. Below are the main objectives of your role:

  • Develop, review and enforce compliance programmes in accordance with the policies and guidelines of the bank and regulatory bodies.
  • Conduct regular compliance reviews to ensure following of procedures are meeting regulatory requirements/ business changes
  • Work closely with other business units and provide sufficient internal training and licensing applications to enhance the compliance consciousness of all staff levels.

What you'll need to succeed

  • Ideally you will have at least 4 years of Compliance experiences.
  • Possess good knowledge of local regulatory requirements (SFC)
  • Experience with Equity Compliance is highly preferable.
  • Good command of both spoken and written English and Chinese

What you'll get in return

  • Competitive compensation package alongside consistent career development
  • Opportunities to work with experienced compliance specialists within the field
  • Lead and transform the strategy and future of a well-established team

What you need to do now

If you are currently looking for a new role within the Banking and Financial Services AML/Compliance function, or potentially exploring the market? Feel free to contact myself on +852 2230 7439 for a confidential discussion, and send me your CV to obe.kau@hays.com.hk or visit our Banking page here: https://www.hays.com.hk/jobs/banking-jobs/



Job Type
Banking & Financial Services
Banking and Financial Services

Talk to a consultant

Talk to Obe Kau, the specialist consultant managing this position, located in Hong Kong
6604-06,66/F, ICC, 1 Austin Road West, West Kowloon

Telephone: +85222307439

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