Compliance Officer

To support the Head in handling general compliance matters across all regulated activities

Your new company

A leading bank is seeking a highly motivated and experienced Compliance Manager (min. 5 years of Compliance experience) to join the Compliance department to ensure that all risks are properly identified and assessed, and performing extensive compliance review/ self-assessment for their businesses.

Your new role

As a crucial member within the team, you will support the Team Head with your compliance knowledge across all regulated activities. You'll also be required conduct relevant compliance reviews, gap analysis and self-assessment. Below are the main objectives of your role:

  • Oversee the development and implementation of the bank's compliance program
  • Monitor and review all banking activities for compliance with relevant laws and regulations
  • Develop and maintain policies and procedures to ensure compliance with regulatory requirements
  • Provide training and education to staff on compliance issues
  • Respond to regulatory inquiries and audits and provide assistance as necessary
  • Provide licensing applications to enhance the compliance standards and procedures of all staff levels
  • Keep up-to-date with changes in laws, regulations, and industry standards that impact banking activities

What you'll need to succeed

  • Ideally you will have at least 5 years of Compliance experiences
  • Possess good knowledge of local regulatory requirements
  • Experience in banking or non-banking compliance is welcomed
  • Strong knowledge of banking laws and regulations
  • Good command of both spoken and written English and Chinese

What you'll get in return

  • Competitive compensation package alongside consistent career development
  • Opportunities to work with experienced compliance specialists within the field
  • Lead and transform the strategy and future of a well-established team

What you need to do now

If you are currently looking for a new role within the Banking and Financial Services AML/Compliance function, or potentially exploring the market? Feel free to contact myself on +852 2230 7439 for a confidential discussion, and send me your CV to or visit our Banking page here:



Job Type
Banking & Financial Services
Banking and Financial Services

Talk to a consultant

Talk to Obe Kau, the specialist consultant managing this position, located in Hong Kong
6604-06,66/F, ICC, 1 Austin Road West, West Kowloon

Telephone: 22307439

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