Compliance Manager - International Financial Institution

To handle regulatory compliance matters across all regulated activities
Your new company
Your new company is an established financial institution. They are looking for a compliance analyst (min. 3 years of Compliance experience) to join the Compliance department to ensure that all risks are properly identified and assessed, and performing extensive compliance review/ self-assessment for their businesses.

Your new role
As a crucial member, you will support the COO with your compliance knowledge across all regulated activities. You'll also be required conduct relevant compliance reviews, gap analysis and self-assessment. Below are the main objectives of your role:

  • Develop, review and enforce compliance programmes in accordance with the policies and guidelines of the bank and regulatory bodies.
  • Conduct regular compliance reviews and trainings to ensure following of procedures are meeting regulatory requirements/ business changes
  • Work closely with other business units and provide sufficient internal training and licensing applications to enhance the compliance consciousness of all staff levels.

What you'll need to succeed
  • Ideally you will have at least 3 years of Compliance experiences.
  • Possess good knowledge of local regulatory requirements
  • Experience with a SFC licensed company is highly preferable.
  • Good command of both spoken and written English and Chinese

What you'll get in return
  • Competitive compensation package alongside consistent career development
  • Opportunities to work with experienced compliance specialists within the field
  • Lead and transform the strategy and future of a well-established team

What you need to do now
If you are currently looking for a new role within the Banking and Financial Services AML/Compliance function, or potentially exploring the market? Feel free to contact myself on +852 2230 7439 for a confidential discussion, and send me your CV to or visit our Banking page here: #1236721


Job Type
Banking & Financial Services
Banking and Financial Services

Talk to a consultant

Talk to Obe Kau, the specialist consultant managing this position, located in Hong Kong
6604-06,66/F, ICC, 1 Austin Road West, West Kowloon

Telephone: +85222307439

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