Compliance Manager (Investment or Global Market)

Compliance Manager - Well-Established Bank

Your new company

Your new company is seeking an experienced and highly motivated Investment / Global Markets Compliance Manager (min. 4 years Compliance experience) to join their team. As the Compliance Manager, you will be responsible for ensuring that the bank's activities comply with all applicable laws, regulations and policies.

Your new role

As an important member within the team, you will support the Team Head with your AML and compliance knowledge across all regulated activities. You'll also be required conduct relevant compliance reviews, policy gap analysis and self-assessment. Below are the main objectives of your role:

  • Develop, implement and manage policies and procedures on investment / global markets compliance
  • Conduct compliance risk assessments and ensure that investment / global markets activities comply with all applicable laws and regulations
  • Provide guidance and support to business units on investment compliance matters
  • Monitor and report on investment / global markets compliance issues and trends
  • Conduct compliance training for employees and management
  • Work closely with internal and external auditors to ensure that investment activities are audited in a timely and effective manner
  • Participate in the development and implementation of new investment products and services to ensure compliance with regulatory requirements

What you'll need to succeed

  • 4+ years of experience in investment / global markets compliance or related field
  • Possess good knowledge of local regulatory requirements
  • Good command of both spoken and written English and Chinese
  • Excellent analytical and problem-solving skills
  • Strong communication and interpersonal skills
  • Ability to work independently and as part of a team

What you'll get in return

  • Competitive compensation package alongside consistent career development
  • Opportunities to work with experienced compliance specialists within the field
  • Lead and transform the strategy and future of a well-established team

What you need to do now

If you are currently looking for a new role within the Banking and Financial Services AML/Compliance function, or potentially exploring the market? Feel free to contact myself on +852 2230 7439 for a confidential discussion, and send me your CV to or visit our Banking page here:



Job Type
Banking & Financial Services
Banking and Financial Services

Talk to a consultant

Talk to Obe Kau, the specialist consultant managing this position, located in Hong Kong
6604-06,66/F, ICC, 1 Austin Road West, West Kowloon

Telephone: +85222307439

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