Compliance Associate

Compliance Associate in International Financial Institution

Your new company
Well-established securities and investment firm in the financial industry with exposure around the globe, well known for its creative and dynamic approach targeting a wide spectrum of businesses. With the diverse background and solid business foundation, the extensive institution is strengthening its Compliance sector in Hong Kong. Determined to look for insightful and innovative individuals to contribute ideas related to Compliance and Corporate Governance.

Your new role
Utilizing your understanding and interest in Compliance, you are responsible for developing Corporate Governance and Compliance guidelines, conducting AML investigation, conducting internal training. You will be working closely with the updates on regulatory policies and guidelines in Hong Kong. The awareness of creating innovation solutions and insight to Compliance issues is also expected.

What you'll need to succeed
- Degree holder in Law, Accounting, Finance or related business disciplines
- Minimum 5 years of Compliance experience in securities/futures brokerage industry
- Knowledge in Compliance checking and regulatory requirements (SFC, HKEX, etc)
- Strong communication and interpersonal skill
- High level of self-discipline and self-motivation
- Attention to details and strong organization skill

What you'll get in return
- Opportunity to join and establish the growing branch
- Company committed in continuous development
- Diverse and inclusive working environment
- Promising career prospect
- Training and development opportunities

What you need to do now
If you fulfil all the qualifications mentioned above and have the drive to succeed or are interested in similar roles within Risk and Compliance, please contact me with an attached CV at or please call +852-22307451. #1235639


Job Type
Banking & Financial Services
Banking and Financial Services

Talk to a consultant

Talk to Nicola Yeung, the specialist consultant managing this position, located in Hong Kong
6604-06,66/F, ICC, 1 Austin Road West, West Kowloon

Telephone: +85222307451

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